Notifications - Rule 4 - Records containing information




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Home > Notifications > Rule 4 - Records containing information

Records containing information

Rule 4 of the Prevention of Money-laundering (Maintenance of Records of the Nature and Value of Transactions, the Procedure and Manner of Maintaining and Time for Furnishing Information and Verification and Maintenance of Records of the Identity of the Clients of the Banking Companies, Financial Institutions and Intermediaries) Rules, 2005 requires that the records maintained for the purpose shall contain certain information.

"4. Records containing Information
The records referred to in rule 3 shall contain the following information:-
(a) the nature of the transactions;
(b) the amount of the transaction and the currency in which it was denominated;
(c) the date on which the transaction was conducted; and
(d) the parties to the transaction."

	Notifications >> Notification No. 9/2005 - Rules for Record Keeping and Reporting
	Notifications >> Rule 1 - Short title and commencement
	Notifications >> Rule 2 -Definitions
	Notifications >> Rule 3 - Maintenance of records of transactions
	Notifications >> Rule 5 - Procedure and manner of maintaining information
	Notifications >> Rule 6 - Retention of Records
	Notifications >> Rule 7- Procedure and manner of furnishing information
	Notifications >> Rule 8 - Furnishing of information to the Director
	Notifications >> Rule 9 - Verification of the records of the identity of clients
	Notifications >> Rule 10 - Maintenance of the records of the identity of clients
	Notifications >> Rule 11 - Interpretation
	PMLA 2002 >> Section 12 - Obligations under PMLA