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Home > Notifications > Notification No. 9/2005 - Rules for Record Keeping and Reporting
Notification No. 9/2005 - Rules for Record Keeping and Reporting
Notification No. 9/2005 - Rules for Record Keeping and Reporting
Notification number 9/2005 dated 1st July, 2005 notifies rules for maintenance of records of the nature and value of transactions, the procedure and manner of maintaining and time for furnishing of information and verification of records of the identity of the clients of the banking companies, financial institutions and intermediaries of securities market. The rules are:
Notifications >> Rule 1 - Short title and commencement
Notifications >> Rule 2 -Definitions
Notifications >> Rule 3 - Maintenance of records of transactions
Notifications >> Rule 4 - Records containing information
Notifications >> Rule 5 - Procedure and manner of maintaining information
Notifications >> Rule 6 - Retention of Records
Notifications >> Rule 7- Procedure and manner of furnishing information
Notifications >> Rule 8 - Furnishing of information to the Director
Notifications >> Rule 9 - Verification of the records of the identity of clients
Notifications >> Rule 10 - Maintenance of the records of the identity of clients
Notifications >> Rule 11 - Interpretation
Notifications >> Notification No. 15/2005 - Amendment to Rules
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