Utility for Preparation of Electronic STR
SINRPUBeta3.xls
SINRPUBeta3.xls with Sample STR Data

Cash Transaction Report (CTR) for an Intermediary
Reporting format of CTR for an Intermediary Version 1.0 (Word Document)
Reporting format of CTR for an Intermediary Version (PDF Format)
Summary of CTRs for an Intermediary (Editable PDF format)
CTR for an Intermediary (Editable PDF format)
Annexure A- Individual Detail Sheet for an Intermediary (Editable PDF format)
Annexure B- Legal Person/Entity Detail Sheet for an Intermediary (Editable PDF format)

Suspicious Transaction Report (STR) for an Intermediary
Reporting format of STR for an Intermediary Version 1.0 (Word Document)
Reporting format of STR for an Intermediary Version 1.0 (PDF format)
STR for an Intermediary (Editable PDF format)
Annexure A- Individual Detail Sheet for an Intermediary (Editable PDF format)
Annexure B- Legal Person/Entity Detail Sheet for an Intermediary (Editable PDF format)
Annexure C- Account Detail Sheet for an Intermediary (Editable PDF format)

Prevention of Money Laundering Act

The Prevention of Money Laundering (Amendment) Act, 2009 (Scanned Format)

The Prevention of Money Laundering (Amendment) Act, 2005 (Scanned Format)

The Prevention of Money Laundering Act, 2002 (Scanned Format)

Notification of PMLA Rules

12.11.2009 - Notification No. 13/2009 - Amendment to Rules

01.06.2009 - Notification for bringing the Prevention of Money Laundering (Amendment) Act, 2009 into force

24.05.2007 - Notification No. 4/2007 - Amendment to Rules

27.06.2006 - Notification No. 6/2006 - Dissemination of Information

13.12.2005 - Notification No. 15/2005 - Amendment to Rules

01.07.2005 - Notification No. 9/2005 - Rules for Record Keeping and Reporting

01.07.2005 - Notification No. 5/2005 - Powers of Director, FIU-IND

Other Orders

27.08.2009 - Procedure for implementation of Section 51A of the Unlawful Activities (Prevention) Act, 1967

Circulars issued by SEBI (Link to SEBI Website)

23.10.2009 - CFT under Unlawful Activities (Prevention) Act, 1967 – all registered intermediaries

01.09.2009 - AML Standards/CFT/Obligations of Securities Market Intermediaries

19.12.2008 - SEBI Master Circular on AML and CFT- Obligations of Intermediaries under PMLA

27.04.2007 - Permanent Account Number (PAN) to be the sole identification number

20.03.2006 - Obligations of Intermediaries under PMLA

18.01.2006 - Guidelines for Anti Money Laundering Measures